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A comparison of design-based and model-based approaches for finite population spatial sampling and inference

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The design-based and model-based approaches to frequentist statistical inference lie on fundamentally different foundations. In the design-based approach, inference depends on random sampling. In the model-based approach, inference depends on distributional assumptions. In this manuscript, we compare the approaches for finite population spatial data. We first provide relevant background for the approaches and then use a simulation study and an analysis of real mercury concentration data to numerically compare them. We find that sampling plans that incorporate spatial locations (spatially balanced samples) perform better than sampling plans ignoring spatial locations (non-spatially balanced samples), regardless of whether design-based or model-based approaches were used to analyze the data. We also find that within sampling plans, the model-based approaches often outperform design-based approaches, even for skewed data. This gap in performance is small when spatially balanced samples are used but large when non-spatially balanced samples are used.

Impact/Purpose

Spatial data can be analyzed using the design-based or model-based approaches. The design-based approaches relies on random sampling, while the model-based approach relies on distributional assumptions. Both approaches have their benefits and drawbacks. This manuscript compares the approaches from theoretical and numerical perspectives and provides information that can be used to decide between them. Research at EPA has drawn from both of these approaches, and it is important to understand situations where one may be preferred in order to inform future research.

Citation

Dumelle, M., M. Higham, J. Ver Hoef, A. Olsen, AND L. Madsen. A comparison of design-based and model-based approaches for finite population spatial sampling and inference. Wiley-Blackwell Publishing, Hoboken, NJ, 13(9):2018-2029, (2022). [DOI: 10.1111/2041-210X.13919]

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DOI: A comparison of design-based and model-based approaches for finite population spatial sampling and inference
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Last updated on September 29, 2022
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